谭世贵, 陆怡坤. 优化营商环境视角下的企业合规问题研究[J]. 华南师范大学学报(社会科学版), 2022, (4): 135-152.
引用本文: 谭世贵, 陆怡坤. 优化营商环境视角下的企业合规问题研究[J]. 华南师范大学学报(社会科学版), 2022, (4): 135-152.
TAN Shigui, LU Yikun. Corporate Compliance in the Perspective of Business Environment Optimization[J]. Journal of South China normal University (Social Science Edition), 2022, (4): 135-152.
Citation: TAN Shigui, LU Yikun. Corporate Compliance in the Perspective of Business Environment Optimization[J]. Journal of South China normal University (Social Science Edition), 2022, (4): 135-152.

优化营商环境视角下的企业合规问题研究

Corporate Compliance in the Perspective of Business Environment Optimization

  • 摘要: 横跨社会治理与企业治理的企业合规是营商环境的重要组成部分,并对营商环境的优化具有不可替代的作用。从国外企业合规的情况可以看出,权能的分配直接影响合规制度的运行,企业内部治理与合规成效高度相关,且多元共治有助于促进合规建设。当前,我国的企业合规呈现党和政府高度重视、司法与行政机关共同参与、企业的合规意识逐渐增强、社会与市场主体积极介入的样态。但同时也要看到,合规建设“重刑轻民”、外部权力的界限不清、企业参与的动力不足和合规公共服务供给欠缺等问题的存在,严重制约着企业合规的有序建设和营商环境的全面优化。为此,我国应当将企业合规上升为国家战略,推动企业各类型合规的均衡发展,明确公权力机关间的权力边界,激励企业自主参与合规建设,坚持合规公共服务的开源与节流并举,以全面优化营商环境建设,推动我国经济社会的可持续发展。

     

    Abstract: Corporate compliance, which is related to both social governance and corporate governance, is a major component of the business environment and plays an irreplaceable role in optimizing the business environment. As shown by the compliance of foreign corporations, the operation of the compliance system is directly influnced by the distribution of power, the internal corporate governance is closely related to the effectiveness of compliance, and governance by multiple parties can promote the construction of compliance. As for the corporate compliance in China at the current stage, the Party and the government highly value corporate compliance, both the judicial and the administrative organs participate in the construction of corporate compliance, corporate compliance awareness is gradually strengthened, and the social and market subjects are actively involved in corporate compliance. However, there are some problems that should also be noticed, such as emphasizing punishment and neglecting the people in compliance construction, unclear boundary of external power, insufficient motivation of corporate participation, and lack of supply of public compliance service. These problems seriously affects the orderly construction of orporate compliance and the comprehensive optimization of business environment. Therefore, it is necessary to upgrade corporate compliance construction to a national strategy, promote balanced development of various types of corporate compliance, clarify the power boundary between public power organs, encourage enterprises to participate in compliance construction independently, and increase income and reduce expenditure of public compliance service. In this way, the construction of business environment can be comprehensively optimized to benefit the sustainable development of China's economy and society.

     

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